LPL Financial Services Across America
 Today, LPL Financial is one of the nation's leading diversified
financial services companies and the largest independent broker/dealer
supporting more than 11,000 financial advisors nationwide.*
LPL Financial is a national independent brokerage firm with
corporate headquarters in Boston, San Diego and Charlotte and
offices in other field locations across the country.
LPL Financial & Warwick Valley Financial Advisors—focused
on your goals
At Warwick Valley Financial Advisors, we understand the important role
we can play in managing your total financial life. That’s
why we chose LPL Financial as our broker/dealer. LPL Financial
provides access to their vast resources including independent
research, state–of–the art technology, innovative
investment tools, and the exceptional support that allows us
to devote our full attention to your needs and objectives.
Expect the very best
LPL Financial helps us manage the complexities of running
our organization by providing us with access to:
- Leading–edge tools and technology
- Independent investment research
- Dedicated service and training
- Open product architecture offering investment solutions
This allows us to focus on providing investment advice to
help our clients achieve important life and financial goals.
As a diversified financial services company, LPL Financial
serves three distinct customer groups. Independent Advisor
Services meets the needs of advisors at every stage of their
careers. Institution Services focuses on the needs of banks
and credit unions. Custom Clearing Services works with leading
financial services companies.
Being 100% committed to the success of the financial professionals
we serve is what has helped LPL Financial become one of the
leading diversified financial services organizations in the
country.
LPL Financial History
LPL Financial was formed in 1989 through the merger of two
small but successful brokerage firms, Linsco (established in
1968) and Private Ledger (founded in 1973). By merging these
two companies, the founders of LPL Financial sought to create
a formidable alternative to Wall Street firms, one where financial
advisors could build highly competitive businesses while always
doing what was right for their clients. Today, we are the largest
independent broker/dealer in the country.* Our success has
been driven by a commitment to enable our customers to reduce
the complexity of running and managing a successful business.
In 2005, LPL Financial sold a 60% ownership stake to two private
equity partners, Hellman & Friedman LLC and Texas Pacific
Group. LPL Financial and our equity partners are strongly committed
to maintaining the independence of the firm, with a shared
vision of our future success.
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* As reported in Financial Planning magazine 1996–2010
based on total revenues.
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